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Stifel Nicolaus Canada Inc.

Corporation Number：210122-0

Business Number：105472393RC0001

Corporate Name：Stifel Nicolaus Canada Inc.

Status：Inactive - Discontinued on 2012-11-23

Governing Legislation：Canada Business Corporations Act - 1986-09-30

Office Address：79 Wellington Street West 21st Floor TORONTO ON M5K 1B7 Canada

Office Address in Map

Directors

Full name: David Fowler

Address: 45 Strathgowan Crescent, Toronto ON M4N 2Z8, Canada

Full name: MARK PHILLIP FISHER

Address: 607 BELVEDERE ST., SAN FRANCISCO CA 94117, United States

Annual Filings

Anniversary Date (MM-DD)

09-30

Date of Last Annual Meeting

2010-12-16

Annual Filing Period (MM-DD)

09-30 to 11-29

Type of Corporation

Non-distributing corporation with 50 or fewer shareholders

Status of Annual Filings

2012 - Filed 2011 - Filed 2010 - Filed

Corporate History

1986-09-30 to 1993-11-12

VALEURS MOBILIERES S.M.C. INC.

1986-09-30 to 1988-10-11

CAPITAL MARKETS SERVICES (S.M.C.) INC.

1988-10-11 to 1988-10-11

SERVICES MARCHES DES CAPITAUX (S.M.C.) INC.

1988-10-11 to 1993-11-12

S.M.C. SECURITIES INC.

1993-11-12 to 2000-09-19

WHALEN, BELIVEAU & ASSOCIES INC.

2000-09-19 to 2002-08-28

DLJ CANADA INC.

2002-08-28 to 2008-01-02

WESTWIND PARTNERS INC.

2002-08-28 to 2008-01-02

PARTENAIRES WESTWIND INC.

2008-01-02 to 2008-01-03

Thomas Weisel Partners Canada Inc.

2008-01-02 to 2008-01-03

Partenaires Thomas Weisel Canada Inc.

2008-01-03 to 2010-07-19

Thomas Weisel Partners Canada Inc.

2008-01-03 to 2010-07-19

Thomas Weisel Partenaires Canada Inc.

2010-07-19 to Present

Stifel Nicolaus Canada Inc.

Certificates and Filings

Financial statements

Certificate of Incorporation

1986-09-30

Certificate of Amendment

2000-09-19

Amendment details: Corporate name

Certificate of Amendment

2002-08-28

Amendment details: Corporate name

Certificate of Amendment

2003-08-05

Amendment details: Province or Territory of Registered Office

Certificate of Amendment

2005-07-05

Amendment details: Number of directors

Certificate of Amendment

2008-01-02

Amendment details: Corporate name

Certificate of Amendment

2008-01-03

Amendment details: Corporate name

Certificate of Amendment

2010-07-19

Amendment details: Corporate name

Certificate of Discontinuance

2012-11-23

Importing jurisdiction: Ontario

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